EPSTEIN
page 3 / 303 . OCR, unverified
based on the audited financial statements of the underlying fund).
JP Morgan
Account Q30171005 Page 4 of 8
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CONFIDENTIAL
JPM-SDNY-00035948
SDNY_GM_00305146
EFTA01510294
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METADATA_FILENAME: EFTA01510295.pdf
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FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/I I to 10/31/11
Cash & Fixed Income Summary
Asset Categories
Beginning
Market Value
Ending
Market Value
Change
In Value
Current
Asset Categories
Allocation
Cash
101,974.96
101,709.74
(265.22)
3%
1%
Non-USD Cash
0.22
0.23
0.01
Total Value
$101,975.18
$101,709.97
($285.21)
4%
Market Value/Cost
Current
Period Value
Market Value
101.709 97
Tax Cost
101.710 01
Unrealized Gain/Loss
(0.04)
Estimated Annual Income
65.58
Accrued Interest
04
Yield
006%
SUMMARY BY MATURITY
SUMMARY BY TYPE
Cash & Fixed Income
NOn.(150 Cash
Cash
Cash & Fixed Income as a percentage of your portfolio - 4 %
Market
% of Bond
Market
Value
Portfolio
Cash & Fixed Income
Value
% of Bond
Portfolio
0-6 months'
101,709 97
100%
Cash
101,70914
99%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full.
before their stated maturity.
JP Morgan
NON USD Cash
0.23
Total Value
0101,709.97
100%
Account
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Chase
CONFIDENTIAL
JPM-SDNY-00035949
SDNY_GM_00305147
EFTA01510295
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FINANCIAL TRUST COMPANY INC
For the Period 10/1111 to 10/31/11
JP Morgan
Page 6 of 8
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Chase
CONFIDENTIAL
JPM-SDNY-00035950
SDNY_GM_00305148
EFTA01510296
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FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/11 to 10/31/11
Portfolio Activity Summary
Transactions
Current
Period Value
Year-To-Date
Current
Year-To-Date
Value'
Cost Adjustments
Period Value
Value'
Beginning Cash Balance
INFLOWS
61,873.73
Cost Adjustments
12,325,447.19
Total Cost Adjustments
S0.00
$12,325,447.19
Income
4.25
126,498.04
Contributions
1,562,655.00
Total Inflows
$4.26
$1,689,153.04
OUTFLOWS
lAithdrawals
(10,075,904.06)
Fees .4 Commissions
(269.47)
(269.47)
Total Outflows
($26947)
(810,076,173.63)
TRADE ACTIVITY
Settled SalesMatunties/Redemptions
13,443,765.91
Settled Securities Purchased
(2.72)
(5.005.139.63)
Total Trade Activity
($2.72)
38.438,626.28
Ending Cash Balance
$51,605.79
• Year to date information is calculated on a calendar year basis
▪ Your accounts standing instructions use a FIRST IN. FIRST OUT method for relieving assets from your position
JP Morgan
Account
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CONFIDENTIAL
JPM-SDNY-00035951
SDNY_GM_00305149
EFTA01510297
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METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510298.pdf
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FINANCIAL TRUST COMPANY INC ACCT. 030171005
For the Period 10/1/I1 to 10f3I/I I
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Description
Quantity
Per Unk
Amount
Amount
Settle Date Selection Method
10/3
Div Domest
JPM PRIME MM FD - INSTL FOR SEP it VARIOUS RATES
FROM 0.0001463%TO 0.0002153% (ID: 4812A2-60-3)
50,101.230
2.72
Ion
Interest Income
DEPOSIT SWEEP INTEREST FOR SEPT @ .03% RATE ON
NET AVG COLLECTED BALANCE OF 562.030.41 AS OF
10/01/11
1.53
10/20
Fees & Commissions JPMORGAN CHASE CUSTODY FEES FOR THE PERIOD FROM
07-01-2011 THROUGH09-30-2011 MARKET VALUE:
52,694,727.90
(269.47)
Total Inflows & Outflows
TRADE ACTIVITY
($265.22)
Trade Date
Settle Date
Type
Description
Per Uni
Quantity
Amount
Market Cast
Settled Securities Purchased
10/3
10/3
Purchase
JPM PRIME MM FD INSTL REINVESTED O 1.00 PER
SHARE (ID: 4612A2-60-3)
2.720
1.00
JP Morgan
(2 72)
Account 030171005 Page 8 of 8
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CONFIDENTIAL
JPM-SDNY-00035952
SDNY_GM_00305150
EFTA01510298
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J.P. Morgan Securities LLC
FINANCIAL TRUST COMPANY INC
ACCT. 16112138
383 Madison Avenue, New York, NY 10179
For the Period 10/1/11 to 10/31/11
Margin Account
J.P. Morgan Team
Paul Morns
Banker
Paul Barrett
Investment Specialist
Janet Young
Client Service Team
Gina Magliocco
Client Service Team
Online access
www.MorganOnline.com
eared and carried through J.P. Morgan Clearing Corp. - Three Chase Metrotech Center. Brooklyn. NY 11245-0001.